Pinpoint where your business is most exposed to compliance failures. Rank Risks: Evaluate risks based on likelihood and impact.
Move beyond one person by appointing "compliance champions" within departments. 5. Train and Educate Employees Compliance
Regularly test controls to ensure they are working as intended. Your Comprehensive Guide to Regulatory Compliance. Pinpoint where your business is most exposed to
Identify local, state, federal, and international laws applicable to your industry (e.g., GDPR/CCPA for data, HIPAA for healthcare). GDPR/CCPA for data
Examine past audits and current policies to find gaps. 3. Develop Policies and Procedures